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UPTIQ Inc

Trust level
Listed
Unverified

Sourced from public information. Not yet verified by the company.

UPTIQ Inc is SOC 2 Type II compliant.

Framework
Auditor
Last report
Renewal
View official trust center ↗

About

At UPTIQ, we believe that the financial industry can and should do better. That's why we've made it our mission to empower financial advisors with cutting-edge technology and innovative solutions that enable them to better serve their clients and drive long-term success. Our core values are at the heart of everything we do, guiding our approach to innovation, client success, and the pursuit of excellence.

Compliance & infrastructure

Hosting
AWSGCPAzure

Documents

3

Subprocessors

17
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  • E
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    Atlassian - Bitbucket · bitbucket
  • C
    Core Logic
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    Anthropic, Inc. · LLM
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    Atlassian - Jira · jira
  • G
    Google Workspace · gsuiteadmin
  • M
    MongoDB Atlas · mongoatlas
  • O
    Ocrolus Inc.
  • O
    OpenAI, LLC
Show all 17 subprocessors
  • P
    Proofpoint
  • V
    Vanta
  • V
    Venminder Inc.
  • M
    Mistral AI · LLM
  • S
    Stripe, Inc. · Finance and payments

Compliance leadership

The person who leads UPTIQ Inc's SOC 2 isn't listed yet. Claim this profile to add it.

Penetration test

Unknown. UPTIQ Inc's penetration test vendor isn't listed yet.

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This listing is partial

6/11 details · 55%

SOC2C shows the verified essentials. 5 details are not yet provided by the company. Trust centers list more, so we invite the owner to fill the gaps here.

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Frequently asked

Is UPTIQ Inc SOC 2 compliant?
UPTIQ Inc is SOC 2 Type II compliant. On SOC2C this listing is Listed.
Is UPTIQ Inc SOC 2 Type I or Type II?
UPTIQ Inc is SOC 2 Type II compliant. A Type II report covers how security controls operated over a period (typically 3 to 12 months), a stronger signal than a point-in-time Type I.
Can I use UPTIQ Inc's SOC 2 for a vendor risk assessment?
Yes. UPTIQ Inc's SOC 2 status, frameworks, auditor, and renewal timing are on SOC2C for vendor risk and security reviews. Request the underlying report through SOC2C to complete your third-party risk file.
Is UPTIQ Inc penetration tested?
UPTIQ Inc hasn't listed its penetration testing on SOC2C yet. SOC 2 Type II programs typically include periodic third-party penetration tests; the company can add who performed theirs.
Can I get UPTIQ Inc's SOC 2 report?
UPTIQ Inc's SOC 2 report is available on request. Request access through SOC2C and we coordinate the company-side NDA and delivery.