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UPTIQ Inc

uptiq.ai· United States· Security contact
Security overviewCompliancePenetration test
Trust level
Listed
Unverified

Sourced from public information. Not yet verified by the company.

UPTIQ Inc is SOC 2 Type II compliant.

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Framework
SOC 2 Type II
Auditor
Not publicAdd
Last report
—Add
Renewal
UnknownAdd
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About

At UPTIQ, we believe that the financial industry can and should do better. That's why we've made it our mission to empower financial advisors with cutting-edge technology and innovative solutions that enable them to better serve their clients and drive long-term success. Our core values are at the heart of everything we do, guiding our approach to innovation, client success, and the pursuit of excellence.

Compliance & infrastructure

SOC 2 Type II
Hosting
AWSGCPAzure

Documents

3
Documents

Subprocessors

17
  • A
    Amazon Web Services · aws
  • G
    Google Cloud Platform · Cloud provider
  • M
    Microsoft Azure · Cloud provider
  • E
    Egnyte, Inc.
  • A
    Atlassian - Bitbucket · bitbucket
  • C
    Core Logic
  • A
    Anthropic, Inc. · LLM
  • A
    Atlassian - Jira · jira
  • G
    Google Workspace · gsuiteadmin
  • M
    MongoDB Atlas · mongoatlas
  • O
    Ocrolus Inc.
  • O
    OpenAI, LLC
Show all 17 subprocessors
  • P
    Proofpoint
  • V
    Vanta
  • V
    Venminder Inc.
  • M
    Mistral AI · LLM
  • S
    Stripe, Inc. · Finance and payments

Compliance leadership

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Penetration test

Unknown. UPTIQ Inc's penetration test vendor isn't listed yet.

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This listing is partial

6/11 details · 55%

SOC2C shows the verified essentials. 5 details are not yet provided by the company. Trust centers list more, so we invite the owner to fill the gaps here.

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Frequently asked

Is UPTIQ Inc SOC 2 compliant?
UPTIQ Inc is SOC 2 Type II compliant. On SOC2C this listing is Listed.
Is UPTIQ Inc SOC 2 Type I or Type II?
UPTIQ Inc is SOC 2 Type II compliant. A Type II report covers how security controls operated over a period (typically 3 to 12 months), a stronger signal than a point-in-time Type I.
Can I use UPTIQ Inc's SOC 2 for a vendor risk assessment?
Yes. UPTIQ Inc's SOC 2 status, frameworks, auditor, and renewal timing are on SOC2C for vendor risk and security reviews. Request the underlying report through SOC2C to complete your third-party risk file.
Is UPTIQ Inc penetration tested?
UPTIQ Inc hasn't listed its penetration testing on SOC2C yet. SOC 2 Type II programs typically include periodic third-party penetration tests; the company can add who performed theirs.
Can I get UPTIQ Inc's SOC 2 report?
UPTIQ Inc's SOC 2 report is available on request. Request access through SOC2C and we coordinate the company-side NDA and delivery.

Answers published by UPTIQ Inc

Reproduced from UPTIQ Inc's own trust center. These are the company's statements about its security practices — SOC2C has not tested or verified them, and they may have changed since we last read the page. Check the source ↗

How do I request additional details?
You can request additional details by emailing compliance@uptiq.ai
How do you handle the data collected?
Please refer to the Privacy Notice found in the Resources section of the Trust Center
Do you encrypt data at transit and rest?
Yes, data is encrypted at test and in transit using AES encryption

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