SOC2C

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OpenMarkets

Trust level
Listed
Unverified

Sourced from public information. Not yet verified by the company.

OpenMarkets is SOC 2 compliant. OpenMarkets also holds ISO 27001.

Framework
SOC 2
Auditor
Last report
Renewal
View official trust center ↗

About

Openmarkets is one of Australia’s largest retail brokers, clearing more than $2 billion in annualised trades per month across more than 99,000 accounts. Much more than that, we provide a full range of white-labelled technology solutions across onboarding, order management, managed accounts, risk management, client management and advice.

Compliance & infrastructure

Hosting
AWS

Documents

1

Subprocessors

5
  • A
    Amazon Web Services · Cloud provider
  • O
    Office 365 · Document management
  • V
    Vanta · Security
  • B
    Bitbucket · Version control
  • E
    Employment Hero · Employee management

Compliance leadership

The person who leads OpenMarkets's SOC 2 isn't listed yet. Claim this profile to add it.

Penetration test

Unknown. OpenMarkets's penetration test vendor isn't listed yet.

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This listing is partial

6/11 details · 55%

SOC2C shows the verified essentials. 5 details are not yet provided by the company. Trust centers list more, so we invite the owner to fill the gaps here.

  • Auditorraises trust
    Add the CPA firm that issued your SOC 2 so buyers can verify who signed it.
  • Report dateraises trust
    Add your most recent report period so buyers see how current your SOC 2 is.
  • Renewal date
    Add your renewal window so buyers know your coverage is active.
  • Other certifications
    List your other frameworks (ISO 27001, HIPAA, PCI DSS) the way your trust center does.
  • Security controls
    Confirm key controls (encryption, MFA/SSO, annual pen test, BCP/DR) buyers screen for.
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Frequently asked

Is OpenMarkets SOC 2 compliant?
OpenMarkets is SOC 2 compliant. On SOC2C this listing is Listed.
Is OpenMarkets ISO 27001 certified?
According to OpenMarkets's public trust center, OpenMarkets is ISO 27001 certified. On SOC2C this listing is Listed.
Can I use OpenMarkets's SOC 2 for a vendor risk assessment?
Yes. OpenMarkets's SOC 2 status, frameworks, auditor, and renewal timing are on SOC2C for vendor risk and security reviews. Request the underlying report through SOC2C to complete your third-party risk file.
Is OpenMarkets penetration tested?
OpenMarkets hasn't listed its penetration testing on SOC2C yet. SOC 2 Type II programs typically include periodic third-party penetration tests; the company can add who performed theirs.
Does OpenMarkets have an ISO 27001 certificate?
OpenMarkets publishes an ISO certificate on its trust center; you can request access through SOC2C.